-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MPPDXBrgagzNY744XhsbftY6xIDJ5Le4j7PBBRfkjNjzHnng8wuQ90gng4QueaZx rMlRZzI5BXZkri8b0hktww== 0000950142-08-000457.txt : 20080221 0000950142-08-000457.hdr.sgml : 20080221 20080221171605 ACCESSION NUMBER: 0000950142-08-000457 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20080221 DATE AS OF CHANGE: 20080221 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK TIMES CO CENTRAL INDEX KEY: 0000071691 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 131102020 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-16273 FILM NUMBER: 08633717 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2125561234 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. CENTRAL INDEX KEY: 0001233563 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O INTERNATIONAL FUND SERVICES LIMITED STREET 2: THIRD FL, BISHOP'S SQUARE REDMOND'S HILL CITY: DUBLIN 2 STATE: L2 ZIP: 00000 BUSINESS PHONE: 2125216972 MAIL ADDRESS: STREET 1: C/O INTERNATIONAL FUND SERVICES LIMITED STREET 2: THIRD FL, BISHOP'S SQUARE REDMOND'S HILL CITY: DUBLIN 2 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: HARBERT DISTRESSED INVESTMENT MASTER FUND LTD DATE OF NAME CHANGE: 20030516 SC 13D/A 1 sc13da2_nyt.htm AMENDMENT NO. 2

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

SCHEDULE 13D

(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

RULE 13d-2(a)

(Amendment No. 2)*

The New York Times Company

(Name of Issuer)

Class A Common Stock (par value $0.10 per share)

(Title of Class of Securities)

650111107

(CUSIP Number)

William R. Lucas, Jr.

One Riverchase Parkway South

Birmingham, Alabama 35244

(Name, Address and Telephone Number of

Person Authorized to Receive Notices

and Communications)

February 19, 2008

(Date of Event which Requires Filing

of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 



 

CUSIP No. 650111107

 

Page 2 of 22

 

 

 

1

NAME OF REPORTING PERSONS

 

Harbinger Capital Partners Master Fund I, Ltd.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)
(b)

o
x

3

SEC USE ONLY

4

SOURCE OF FUNDS

 

WC

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON

7

SOLE VOTING POWER

 

0

8

SHARED VOTING POWER

 

12,859,208

9

SOLE DISPOSITIVE POWER

 

0

10

SHARED DISPOSITIVE POWER

 

12,859,208

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

12,859,208

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

8.99%

14

TYPE OF REPORTING PERSON*

 

CO

 

 

 



 

CUSIP No. 650111107

 

Page 3 of 22

 

 

 

1

NAME OF REPORTING PERSONS

 

Harbinger Capital Partners Offshore Manager, L.L.C.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)
(b)

o
x

3

SEC USE ONLY

4

SOURCE OF FUNDS

 

AF

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON

7

SOLE VOTING POWER

 

0

8

SHARED VOTING POWER

 

12,859,208

9

SOLE DISPOSITIVE POWER

 

0

10

SHARED DISPOSITIVE POWER

 

12,859,208

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

12,859,208

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

8.99%

14

TYPE OF REPORTING PERSON*

 

OO

 

 

 



 

CUSIP No. 650111107

 

Page 4 of 22

 

 

 

1

NAME OF REPORTING PERSONS

 

HMC Investors, L.L.C.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)
(b)

o
x

3

SEC USE ONLY

4

SOURCE OF FUNDS

 

AF

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON

7

SOLE VOTING POWER

 

0

8

SHARED VOTING POWER

 

12,859,208

9

SOLE DISPOSITIVE POWER

 

0

10

SHARED DISPOSITIVE POWER

 

12,859,208

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

12,859,208

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

8.99%

14

TYPE OF REPORTING PERSON*

 

OO

 

 

 



 

CUSIP No. 650111107

 

Page 5 of 22

 

 

 

1

NAME OF REPORTING PERSONS

 

Harbinger Capital Partners Special Situations Fund, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)
(b)

o
x

3

SEC USE ONLY

4

SOURCE OF FUNDS

 

WC

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON

7

SOLE VOTING POWER

 

0

8

SHARED VOTING POWER

 

9,460,126

9

SOLE DISPOSITIVE POWER

 

0

10

SHARED DISPOSITIVE POWER

 

9,460,126

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

9,460,126

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

6.61%

14

TYPE OF REPORTING PERSON*

 

PN

 

 

 



 

CUSIP No. 650111107

 

Page 6 of 22

 

 

 

1

NAME OF REPORTING PERSONS

 

Harbinger Capital Partners Special Situations GP, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)
(b)

o
x

3

SEC USE ONLY

4

SOURCE OF FUNDS

 

AF

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON

7

SOLE VOTING POWER

 

0

8

SHARED VOTING POWER

 

9,460,126

9

SOLE DISPOSITIVE POWER

 

0

10

SHARED DISPOSITIVE POWER

 

9,460,126

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

9,460,126

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

6.61%

14

TYPE OF REPORTING PERSON*

 

OO

 

 

 



 

CUSIP No. 650111107

 

Page 7 of 22

 

 

 

1

NAME OF REPORTING PERSONS

 

HMC - New York, Inc.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)
(b)

o
x

3

SEC USE ONLY

4

SOURCE OF FUNDS

 

AF

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

New York

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON

7

SOLE VOTING POWER

 

0

8

SHARED VOTING POWER

 

9,460,126

9

SOLE DISPOSITIVE POWER

 

0

10

SHARED DISPOSITIVE POWER

 

9,460,126

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

9,460,126

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

6.61%

14

TYPE OF REPORTING PERSON*

 

CO

 

 

 



 

CUSIP No. 650111107

 

Page 8 of 22

 

 

 

1

NAME OF REPORTING PERSONS

 

Harbert Management Corporation

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)
(b)

o
x

3

SEC USE ONLY

4

SOURCE OF FUNDS

 

AF

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Alabama

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON

7

SOLE VOTING POWER

 

0

8

SHARED VOTING POWER

 

22,319,334

9

SOLE DISPOSITIVE POWER

 

0

10

SHARED DISPOSITIVE POWER

 

22,319,334

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

22,319,334

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

15.61%

14

TYPE OF REPORTING PERSON*

 

CO

 

 

 



 

CUSIP No. 650111107

 

Page 9 of 22

 

 

 

1

NAME OF REPORTING PERSONS

 

Philip Falcone

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)
(b)

o
x

3

SEC USE ONLY

4

SOURCE OF FUNDS

 

AF

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

U.S.A.

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON

7

SOLE VOTING POWER

 

0

8

SHARED VOTING POWER

 

22,319,334

9

SOLE DISPOSITIVE POWER

 

0

10

SHARED DISPOSITIVE POWER

 

22,319,334

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

22,319,334

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

15.61%

14

TYPE OF REPORTING PERSON*

 

IN

 

 

 



 

CUSIP No. 650111107

 

Page 10 of 22

 

 

 

1

NAME OF REPORTING PERSONS

 

Raymond J. Harbert

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)
(b)

o
x

3

SEC USE ONLY

4

SOURCE OF FUNDS

 

AF

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

U.S.A.

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON

7

SOLE VOTING POWER

 

0

8

SHARED VOTING POWER

 

22,319,334

9

SOLE DISPOSITIVE POWER

 

0

10

SHARED DISPOSITIVE POWER

 

22,319,334

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

22,319,334

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

15.61%

14

TYPE OF REPORTING PERSON*

 

IN

 

 

 



 

CUSIP No. 650111107

 

Page 11 of 22

 

 

 

1

NAME OF REPORTING PERSONS

 

Michael D. Luce

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)
(b)

o
x

3

SEC USE ONLY

4

SOURCE OF FUNDS

 

AF

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

U.S.A.

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON

7

SOLE VOTING POWER

 

0

8

SHARED VOTING POWER

 

22,319,334

9

SOLE DISPOSITIVE POWER

 

0

10

SHARED DISPOSITIVE POWER

 

22,319,334

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

22,319,334

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

15.61%

14

TYPE OF REPORTING PERSON*

 

IN

 

 

 



 

CUSIP No. 650111107

 

Page 12 of 22

 

 

 

1

NAME OF REPORTING PERSONS

 

Harbinger Capital Partners NY, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)
(b)

o
x

3

SEC USE ONLY

4

SOURCE OF FUNDS

 

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON

7

SOLE VOTING POWER

 

0

8

SHARED VOTING POWER

 

22,319,134

9

SOLE DISPOSITIVE POWER

 

0

10

SHARED DISPOSITIVE POWER

 

22,319,134

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

22,319,134

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

15.60%

14

TYPE OF REPORTING PERSON*

 

OO

 

 

 



 

CUSIP No. 650111107

 

Page 13 of 22

 

 

 

1

NAME OF REPORTING PERSONS

 

Firebrand Investments, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)
(b)

o
x

3

SEC USE ONLY

4

SOURCE OF FUNDS

 

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON

7

SOLE VOTING POWER

 

0

8

SHARED VOTING POWER

 

0

9

SOLE DISPOSITIVE POWER

 

0

10

SHARED DISPOSITIVE POWER

 

0

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

Less than 1%

14

TYPE OF REPORTING PERSON*

 

OO

 

 

 



 

CUSIP No. 650111107

 

Page 14 of 22

 

 

 

1

NAME OF REPORTING PERSONS

 

Scott Galloway

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)
(b)

o
x

3

SEC USE ONLY

4

SOURCE OF FUNDS

 

AF

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

o

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

U.S.A.

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON

7

SOLE VOTING POWER

 

0

8

SHARED VOTING POWER

 

0

9

SOLE DISPOSITIVE POWER

 

0

10

SHARED DISPOSITIVE POWER

 

0

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

Less than 1%

14

TYPE OF REPORTING PERSON*

 

IN

 

 

 



 

CUSIP No. 650111107

 

Page 15 of 22

 

 

 

Item 1.

Security and Issuer.

 

 

This Amendment No. 2 to Schedule 13D (“Amendment No. 2”) is being filed by the undersigned to amend the Schedule 13D filed by the Reporting Persons on February 11, 2008 (the “Schedule 13D”), as Amended by Amendment No. 1 filed February 19, 2008 (“Amendment No. 1”) with respect to the Class A Common Stock, $0.10 par value per share (the “Shares”), of The New York Times Company, a New York corporation (the “Issuer”). The address of the Issuer is 620 Eighth Avenue, New York, NY 10018.

Item 2.

Identity and Background.

 

 

No material change

Item 3.

Source and Amount of Funds or Other Consideration.

 

 

Item 3 of the Schedule 13D is hereby amended and restated in its entirety as follows:

"As of the date hereof the Master Fund may be deemed to beneficially own 12,859,208 Shares.

As of the date hereof Harbinger Manager may be deemed to beneficially own 12,859,208 Shares.

As of the date hereof HMC Investors may be deemed to beneficially own 12,859,208 Shares.

As of the date hereof the Special Fund may be deemed to beneficially own 9,460,126 Shares.

As of the date hereof HCPSS may be deemed to beneficially own 9,460,126 Shares.

As of the date hereof HMCNY may be deemed to beneficially own 9,460,126 Shares.

As of the date hereof HMC may be deemed to beneficially own 22,319,334 Shares.

As of the date hereof Philip Falcone may be deemed to beneficially own 22,319,334 Shares.

As of the date hereof Raymond J. Harbert may be deemed to beneficially own 22,319,334 Shares.

As of the date hereof Michael D. Luce may be deemed to beneficially own 22,319,334 Shares.

As of the date hereof Harbinger NY may be deemed to beneficially own 22,319,134 Shares.

As of the date hereof Firebrand may be deemed to beneficially own 0 Shares.

As of the date hereof Scott Galloway may be deemed to beneficially own 0 Shares.

No borrowed funds were used to purchase the Shares, other than any borrowed funds used for working capital purposes in the ordinary course of business.”

Item 4.

Purpose of Transaction.

 

 

No material change

 

 

 



 

CUSIP No. 650111107

 

Page 16 of 22

 

 

 

 

Item 5.

Interest in Securities of the Issuer.

 

 

Item 5 of the Schedule 13D is hereby amended by deleting paragraphs (a), (b) and (c) thereof and replacing such paragraphs with the following:

“(a, b) As of the date hereof, the Master Fund, by virtue of its control over the voting and disposition of the Shares acquired by Harbinger NY with capital contributed to Harbinger NY by the Master Fund, may be deemed to be the beneficial owner of 12,859,208 Shares, constituting 8.99% of the Shares outstanding of the Issuer, based upon the 143,025,736 Shares stated to be outstanding as of November 4, 2007 by the Issuer in the Issuer’s Form 10-Q for the quarter ended September 30, 2007, filed with the United States Securities and Exchange Commission.

The Master Fund has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 12,859,208 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 12,859,208 Shares.

(a, b) As of the date hereof, Harbinger Manager may be deemed to be the beneficial owner of 12,859,208 Shares (such Shares held by the Master Fund and acquired by Harbinger NY with capital contributed to Harbinger NY by the Master Fund), constituting 8.99% of the Shares outstanding of the Issuer, based upon the 143,025,736 Shares stated to be outstanding as of November 4, 2007 by the Issuer in the Issuer’s Form 10-Q for the quarter ended September 30, 2007, filed with the United States Securities and Exchange Commission.

Harbinger Manager has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 12,859,208 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 12,859,208 Shares.

Harbinger Manager specifically disclaims beneficial ownership in the Shares reported herein except to the extent of its pecuniary interest therein.

(a, b) As of the date hereof, HMC Investors may be deemed to be the beneficial owner of 12,859,208 Shares (such Shares held by the Master Fund and acquired by Harbinger NY with capital contributed to Harbinger NY by the Master Fund), constituting 8.99% of the Shares outstanding of the Issuer, based upon the 143,025,736 Shares stated to be outstanding as of November 4, 2007 by the Issuer in the Issuer’s Form 10-Q for the quarter ended September 30, 2007, filed with the United States Securities and Exchange Commission.

HMC Investors has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 12,859,208 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 12,859,208 Shares.

HMC Investors specifically disclaims beneficial ownership in the Shares reported herein except to the extent of its pecuniary interest therein.

(a, b) As of the date hereof, the Special Fund, by virtue of its control over the voting and disposition of the Shares acquired by Harbinger NY with capital contributed to Harbinger NY by the Special Fund, may be deemed to be the beneficial owner of 9,460,126 Shares, constituting 6.61% of the Shares outstanding of the Issuer, based upon the 143,025,736 Shares stated to be outstanding as of November 4, 2007 by the Issuer in the Issuer’s Form 10-Q for the quarter ended September 30, 2007, filed with the United States Securities and Exchange Commission.

The Special Fund has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 9,460,126 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 9,460,126 Shares.

The Special Fund specifically disclaims beneficial ownership in the Shares reported herein except to the extent of its pecuniary interest therein.

 

 



 

CUSIP No. 650111107

 

Page 17 of 22

 

 

 

(a, b) As of the date hereof, HCPSS may be deemed to be the beneficial owner of 9,460,126 Shares (such Shares held by the Special Fund and acquired by Harbinger NY with capital contributed to Harbinger NY by the Special Fund), constituting 6.61% of the Shares outstanding of the Issuer, based upon the 143,025,736 Shares stated to be outstanding as of November 4, 2007 by the Issuer in the Issuer’s Form 10-Q for the quarter ended September 30, 2007, filed with the United States Securities and Exchange Commission.

HCPSS has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 9,460,126 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 9,460,126 Shares.

HCPSS specifically disclaims beneficial ownership in the Shares reported herein except to the extent of its pecuniary interest therein.

(a, b) As of the date hereof, HMCNY may be deemed to be the beneficial owner of 9,460,126 Shares (such Shares held by the Special Fund and acquired by Harbinger NY with capital contributed to Harbinger NY by the Special Fund), constituting 6.61% of the Shares outstanding of the Issuer, based upon the 143,025,736 Shares stated to be outstanding as of November 4, 2007 by the Issuer in the Issuer’s Form 10-Q for the quarter ended September 30, 2007, filed with the United States Securities and Exchange Commission.

HMCNY has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 9,460,126 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 9,460,126 Shares.

HMCNY specifically disclaims beneficial ownership in the Shares reported herein except to the extent of its pecuniary interest therein.

(a, b) As of the date hereof, HMC may be deemed to be the beneficial owner of 22,319,334 Shares (such Shares held by the Master Fund and the Special Fund and acquired by Harbinger NY with capital contributed to Harbinger NY by the Master Fund and the Special Fund, respectively), constituting 15.61% of the Shares outstanding of the Issuer, based upon the 143,025,736 Shares stated to be outstanding as of November 4, 2007 by the Issuer in the Issuer’s Form 10-Q for the quarter ended September 30, 2007, filed with the United States Securities and Exchange Commission.

HMC has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 22,319,334 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 22,319,334 Shares.

HMC specifically disclaims beneficial ownership in the Shares reported herein except to the extent of its pecuniary interest therein.

(a, b) As of the date hereof, Philip Falcone may be deemed to be the beneficial owner of 22,319,334 Shares (such Shares held by the Master Fund and the Special Fund and acquired by Harbinger NY with capital contributed to Harbinger NY by the Master Fund and the Special Fund, respectively), constituting 15.61% of the Shares outstanding of the Issuer, based upon the 143,025,736 Shares stated to be outstanding as of November 4, 2007 by the Issuer in the Issuer’s Form 10-Q for the quarter ended September 30, 2007, filed with the United States Securities and Exchange Commission.

Mr. Falcone has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 22,319,334 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 22,319,334 Shares.

Mr. Falcone specifically disclaims beneficial ownership in the Shares reported herein except to the extent of his pecuniary interest therein.

(a, b) As of the date hereof, Raymond J. Harbert may be deemed to be the beneficial owner of 22,319,334 Shares (such Shares held by the Master Fund and the Special Fund and acquired by

 

 



 

CUSIP No. 650111107

 

Page 18 of 22

 

 

Harbinger NY with capital contributed to Harbinger NY by the Master Fund and the Special Fund, respectively), constituting 15.61% of the Shares outstanding of the Issuer, based upon the 143,025,736 Shares stated to be outstanding as of November 4, 2007 by the Issuer in the Issuer’s Form 10-Q for the quarter ended September 30, 2007, filed with the United States Securities and Exchange Commission.

Mr. Harbert has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 22,319,334 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 22,319,334 Shares.

Mr. Harbert specifically disclaims beneficial ownership in the Shares reported herein except to the extent of his pecuniary interest therein.

(a, b) As of the date hereof, Michael D. Luce may be deemed to be the beneficial owner of 22,319,334 Shares (such Shares held by the Master Fund and the Special Fund and acquired by Harbinger NY with capital contributed to Harbinger NY by the Master Fund and the Special Fund, respectively), constituting 15.61% of the Shares outstanding of the Issuer, based upon the 143,025,736 Shares stated to be outstanding as of November 4, 2007 by the Issuer in the Issuer’s Form 10-Q for the quarter ended September 30, 2007, filed with the United States Securities and Exchange Commission.

Mr. Luce has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 22,319,334 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 22,319,334 Shares.

Mr. Luce specifically disclaims beneficial ownership in the Shares reported herein except to the extent of his pecuniary interest therein.

(a, b) As of the date hereof, Harbinger NY may be deemed to be the beneficial owner of 22,319,134 Shares, constituting 15.60% of the Shares outstanding of the Issuer, based upon the 143,025,736 Shares stated to be outstanding as of November 4, 2007 by the Issuer in the Issuer’s Form 10-Q for the quarter ended September 30, 2007, filed with the United States Securities and Exchange Commission.

Harbinger NY has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 22,319,134 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 22,319,134 Shares.

(a, b) As of the date hereof, Firebrand may be deemed to be the beneficial owner of 0 Shares, constituting less than 1% of the Shares outstanding of the Issuer, based upon the 143,025,736 Shares stated to be outstanding as of November 4, 2007 by the Issuer in the Issuer’s Form 10-Q for the quarter ended September 30, 2007, filed with the United States Securities and Exchange Commission.

Firebrand has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 0 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 0 Shares.

(a, b) As of the date hereof, Scott Galloway may be deemed to be the beneficial owner of 0 Shares, constituting less than 1% of the Shares outstanding of the Issuer, based upon the 143,025,736 Shares stated to be outstanding as of November 4, 2007 by the Issuer in the Issuer’s Form 10-Q for the quarter ended September 30, 2007, filed with the United States Securities and Exchange Commission.

Mr. Galloway has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 0 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 0 Shares.

(c) Since the date of the filing of Amendment No. 1, the Master Fund contributed 2,433,422 previously owned Shares to Master Fund’s capital account in Harbinger NY. Such Shares were previously reported as deemed beneficially owned by Master Fund, Harbinger Manager, HMC Investors, HMC and Messrs. Falcone, Harbert and Luce. Such Shares may continue to be deemed beneficially owned

 

 



 

CUSIP No. 650111107

 

Page 19 of 22

 

 

by such Reporting Persons following the contribution and may also be deemed to be owned by Harbinger NY.

Since the date of the filing of Amendment No. 1, the Special Fund contributed 1,216,661 previously owned Shares to Special Fund’s capital account in Harbinger NY. Such Shares were previously reported as deemed beneficially owned by Special Fund, HCPSS, HMCNY, HMC and Messrs. Falcone, Harbert and Luce. Such Shares may continue to be deemed beneficially owned by such Reporting Persons following the contribution and may also be deemed to be owned by Harbinger NY.

The trading dates, number of Shares purchased and sold and price per share for all transactions in the Shares by the Reporting Persons since the date of the filing of Amendment No. 1 are set forth in Exhibit I.”

Item 6.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

 

 

No material change.

Item 7.

Material to be Filed as Exhibits.

 

 

 

Exhibit H:

Joint Filing Agreement

 

 

 

 

Exhibit I:

Transactions in the Class A Common Stock ($0.10 par value per share)

 

 

 



 

CUSIP No. 650111107

 

Page 20 of 22

 

 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.

 

 

 

 

 

 

 

By:

Harbinger Capital Partners Offshore Manager, L.L.C.

 

 

 

 

 

 

 

By:

HMC Investors, L.L.C.,

 

 

Managing Member

 

 

 

 

 

 

 

By:

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President

 

 

 

 

 

 

 

HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.*

 

 

 

 

 

By:

HMC Investors, L.L.C.,

 

 

Managing Member

 

 

 

 

 

 

 

By:

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President

 

 

 

 

 

 

 

HMC INVESTORS, L.L.C.*

 

 

 

 

 

By:

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President

 

 

 



 

CUSIP No. 650111107

 

Page 21 of 22

 

 

 

 

HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.

 

 

 

 

 

 

 

By:

Harbinger Capital Partners Special Situations GP, LLC

 

 

 

 

 

 

 

By:

HMC – New York, Inc.

 

 

Managing Member

 

 

 

 

 

 

 

By:

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President

 

 

 

 

 

 

 

HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC.*

 

 

 

 

 

By:

HMC – New York, Inc.

 

 

Managing Member

 

 

 

 

 

 

 

By:

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President

 

 

 

 

 

 

 

HMC – NEW YORK, INC.*

 

 

 

 

 

By:

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President

 

 

 

 

 

 

 

HARBERT MANAGEMENT CORPORATION*

 

 

 

 

 

By:

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President

 

 

 



 

CUSIP No. 650111107

 

Page 22 of 22

 

 

 

 

/s/ Philip Falcone*

 

 

Philip Falcone

 

 

 

 

 

 

 

 

 

 

 

/s/ Raymond J. Harbert*

 

 

Raymond J. Harbert

 

 

 

 

 

 

 

 

 

 

 

/s/ Michael D. Luce*

 

 

Michael D. Luce

 

 

 

 

 

 

 

 

 

 

 

/s/ Scott Galloway*

 

 

Scott Galloway

 

 

 

 

 

 

 

 

 

 

 

HARBINGER CAPITAL PARTNERS NY, LLC

 

 

 

 

 

By:

Harbinger Capital Partners Master Fund

 

 

I, Ltd., its manager

 

 

 

 

 

 

 

By:

Harbinger Capital Partners Offshore

 

 

Manager, L.L.C., its investment manager

 

 

 

 

 

 

 

By:

HMC Investors, L.L.C., its managing member

 

 

 

 

 

 

 

 

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President

 

 

 

 

 

 

 

FIREBRAND INVESTMENTS, LLC*

 

 

 

 

 

By:

/s/ Scott Galloway

 

 

 

Name:

Scott Galloway

 

 

Title:

Founder and CIO

 

 

 

 

 

 

 

 

February 21, 2008

 

*The Reporting Persons disclaim beneficial ownership in the shares reported herein except to the extent of their pecuniary interest therein.

 

 

 

 

 

 

 

 

 

EX-99 2 exh-sc13da2_nyt.htm EXHIBIT H

 

CUSIP No. 650111107

 

 

 

 

 

EXHIBIT H

AGREEMENT

The undersigned agree that this Amendment No. 2 dated February 21, 2008 relating to the Class A Common Stock ($0.10 par value per share) of The New York Times Company shall be filed on behalf of the undersigned.

 

HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.

 

 

 

 

 

 

 

By:

Harbinger Capital Partners Offshore Manager, L.L.C.

 

 

 

 

 

 

 

By:

HMC Investors, L.L.C.,

 

 

Managing Member

 

 

 

 

 

 

 

By:

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President

 

 

 

 

 

 

 

HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.*

 

 

 

 

 

By:

HMC Investors, L.L.C.,

 

 

Managing Member

 

 

 

 

 

 

 

By:

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President

 

 

 

 

 

 

 

HMC INVESTORS, L.L.C.*

 

 

 

 

 

By:

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President



 

 

 

 

H-1

 

 

 



 

CUSIP No. 650111107

 

 

 

 

 

 

HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.

 

 

 

 

 

 

 

By:

Harbinger Capital Partners Special Situations GP, LLC

 

 

 

 

 

 

 

By:

HMC – New York, Inc.

 

 

Managing Member

 

 

 

 

 

 

 

By:

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President

 

 

 

 

 

 

 

HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC.*

 

 

 

 

 

By:

HMC – New York, Inc.

 

 

Managing Member

 

 

 

 

 

 

 

By:

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President

 

 

 

 

 

 

 

HMC – NEW YORK, INC.*

 

 

 

 

 

By:

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President

 

 

 

 

 

 

 

HARBERT MANAGEMENT CORPORATION*

 

 

 

 

 

By:

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President

 

 

 

 

H-2

 

 

 



 

CUSIP No. 650111107

 

 

 

 

 

 

/s/ Philip Falcone*

 

 

Philip Falcone

 

 

 

 

 

 

 

 

 

 

 

/s/ Raymond J. Harbert*

 

 

Raymond J. Harbert

 

 

 

 

 

 

 

 

 

 

 

/s/ Michael D. Luce*

 

 

Michael D. Luce

 

 

 

 

 

 

 

 

 

 

 

/s/ Scott Galloway*

 

 

Scott Galloway

 

 

 

 

 

 

 

 

 

 

 

HARBINGER CAPITAL PARTNERS NY, LLC

 

 

 

 

 

By:

Harbinger Capital Partners Master Fund

 

 

I, Ltd., its manager

 

 

 

 

 

 

 

By:

Harbinger Capital Partners Offshore

 

 

Manager, L.L.C., its investment manager

 

 

 

 

 

 

 

By:

HMC Investors, L.L.C., its managing member

 

 

 

 

 

 

 

 

/s/ William R. Lucas, Jr.

 

 

 

Name:

William R. Lucas, Jr.

 

 

Title:

Executive Vice President

 

 

 

 

 

 

 

FIREBRAND INVESTMENTS, LLC*

 

 

 

 

 

By:

/s/ Scott Galloway

 

 

 

Name:

Scott Galloway

 

 

Title:

Founder and CIO

 

 

 

 

 

 

 

 

February 21, 2008

*The Reporting Persons disclaim beneficial ownership in the shares reported herein except to the extent of their pecuniary interest therein.

 

 

 

H-3

 

 

EX-99 3 exi-sc13da2_nyt.htm EXHIBIT I

 

CUSIP No. 650111107

 

 

EXHIBIT I

TRANSACTIONS IN THE CLASS A COMMON STOCK OF THE ISSUER

TRANSACTIONS BY HARBINGER CAPITAL PARTNERS NY, LLC

 

Date of

 

Number of Shares

 

Price per Share

 

 

Transaction

 

Purchase (Sold)

 

 

 

 

 

 

 

 

 

 

 

2/19/2008

 

  60,000

 

$19.0303

 

 

2/19/2008

 

803,520

 

$19.4242

 

 

2/19/2008

 

142,098

 

$19.4501

 

 

2/19/2008

 

363,766

 

$19.3655

 

 

2/19/2008

 

521,596

 

$19.5785

 

 

2/19/2008

 

  40,000

 

$19.0303

 

 

2/19/2008

 

535,680

 

$19.4242

 

 

2/19/2008

 

  94,732

 

$19.4501

 

 

2/19/2008

 

242,511

 

$19.3655

 

 

2/19/2008

 

347,731

 

$19.5785

 

 

2/20/2008

 

157,800

 

$20.2926

 

 

2/20/2008

 

300,000

 

$20.4845

 

 

2/20/2008

 

846,000

 

$20.6946

 

 

2/20/2008

 

  57,300

 

$20.4398

 

 

2/20/2008

 

  38,200

 

$20.4398

 

 

2/20/2008

 

105,200

 

$20.2926

 

 

2/20/2008

 

200,000

 

$20.4845

 

 

2/20/2008

 

564,000

 

$20.6946

 

 

 

Since the date of the filing of Amendment No. 1, the Master Fund contributed 2,433,422 previously owned Shares to Master Fund’s capital account in Harbinger NY. Such Shares were previously reported as deemed beneficially owned by Master Fund, Harbinger Manager, HMC Investors, HMC and Messrs. Falcone, Harbert and Luce. Such Shares may continue to be deemed beneficially owned by such Reporting Persons following the contribution and may also be deemed to be owned by Harbinger NY.

Since the date of the filing of Amendment No. 1, the Special Fund contributed 1,216,661 previously owned Shares to Special Fund’s capital account in Harbinger NY. Such Shares were previously reported as deemed beneficially owned by Special Fund, HCPSS, HMCNY, HMC and Messrs. Falcone, Harbert and Luce. Such Shares may continue to be deemed beneficially owned by such Reporting Persons following the contribution and may also be deemed to be owned by Harbinger NY.

 

 

 

 

I-1

 

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